Alphaneo
Reg D · Rule 506(c)
One of Alphaneo's legal documents. Last updated September 10, 2026.
01Scope
This notice describes Rule 506(c); it does not establish that a company in Coverage is raising capital or that a record under evaluation is an available investment. Each actual offering is governed by its own documents and applicable exemption.
02Accredited purchasers and verification
Rule 506(c) permits general solicitation when its conditions are met, including that all purchasers are accredited investors and the issuer takes reasonable steps to verify that status. A self-reported status, account registration, admission, or an access grant does not replace the verification required for a purchase.
03Qualification
Rule 501(a) includes several individual and entity categories. Common individual criteria include qualifying income, net worth excluding the primary residence under the applicable rules, and specified professional credentials. Entity and qualified-purchaser criteria are distinct and must be assessed under the applicable rule. See the SEC’s accredited-investor guidance opens in a new tab.
04Verification and access
The verification method and currency of evidence depend on the investor and offering. An issuer may use the principles-based approach or applicable nonexclusive methods under the rule. There is no universal Platform promise that verification lasts twelve months. Investor eligibility, Alphaneo admission, and record-specific disclosure permission remain separate. Transaction verification and administration, when applicable, occur through the relevant external process.
05Filings and no regulatory endorsement
Rule 506(c) offerings remain subject to applicable conditions, including disqualification provisions and filing requirements. Form D is generally due within 15 days after the first sale; state notices and fees may also apply. Filing is not SEC approval or an endorsement of investment merit. See the SEC’s Rule 506(c) overview opens in a new tab.
06Restricted securities and risk
Securities sold under Rule 506(c) are restricted securities. Resale requires registration or an available exemption and may also require contractual or issuer consent. A resale market, liquidity, or exit price is not guaranteed. Review the Risk Disclosures and definitive offering documents before any investment.